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CFTC Enforcement Attorneys

If you are involved in the futures and options market, you are no doubt aware of the CFTC. An agency that exercises tremendous power over this area of the financial industry, the CFTC has the ability to regulate all actions related to various exchanges and OTC trades. Because of this, it is important to remember that not only are brokers subject to the strict CFTC rules, but in fact anyone involved in futures, options, and swaps as well. Thus, even if you make the smallest of violations, you may suddenly find yourself facing various allegations and charges brought forth by the CFTC. If this happens, always hire an experienced CFTC enforcement attorney.

Harsh Penalties and Sanctions
If the Commodity Futures Trading Commission (CFTC) believes you have committed certain violations, be prepared for harsh penalties and sanctions. In many cases, the CFTC will use such penalties as fines, bans, and even varying degrees of criminal penalties that could land you in prison. Since the agency conducts its own investigations through its Division of Enforcement, it is able to make these investigations lengthy and very detailed, which can put enormous pressure on individuals who may be under the microscope of investigators. Rather than place your legal fate in the hands of an attorney who has never before handled a CFTC case, contact a knowledgeable CFTC enforcement attorney.

Planning Your Defense
When the CFTC comes knocking at your door with various allegations and threats of fines and jail time, do not let yourself panic and make poor decisions. Instead, immediately contact a skilled CFTC enforcement attorney who has an in-depth knowledge of CFTC cases and can work with you to plan a strong defense that gives you a favorable outcome. Depending on the circumstances of your case, you and your attorney may choose to mount a strong defense to prove your innocence. However, in other situations where the charges against you may be more substantial, it may be to your benefit to instead work with government investigators so that you gain the resolution to your case. Whichever option is selected, your CFTC enforcement attorney can always make sure your legal rights are protected from start to finish.

Increased and Expanded Authority
With the passage of the Frank-Dodd Act and various amendments that have been added to the legislation over the years, the CFTC has found itself to be an agency that has been able to increase and expand its authority over the futures and options market. As a result of this greater authority given it by the federal government, the CFTC is often very aggressive when pursuing investigations of all types. Therefore, once CFTC investigators charge you with various types of illegal activity, do not sit back and hope everything resolves itself. Since these investigations can move very quickly if you fail to put up much legal resistance, hire a CFTC enforcement attorney who can slow down the process while examining evidence and building a legal strategy for your case.

Protection from Fraudulent Practices
While the mission of the CFTC is to protect those involved in futures and options from falling victim to fraudulent and manipulative practices, this sometimes means those who may be unaware of certain rules and regulations get caught up in investigations where they had no intention of wrongdoing. For example, since such commodities as gold, copper, and gas are now included under the umbrella of markets that are scrutinized by the CFTC, it is possible you may be conducting business in a manner that you do not believe to be illegal. However, if the CFTC thinks otherwise, an investigation and charges are sure to ensue. Rather than try to deal with government investigators on your own or with an inexperienced attorney, always rely on the expertise of CFTC enforcement attorneys to protect your constitutional rights from being violated.

Going to Trial
If the CFTC does in fact bring charges against you, do not think the agency will simply allow you to settle your case with an informal hearing or other quick and easy measures. Instead, you will be facing a trial in a courtroom. Due to the agency being known for its aggressiveness in pursuing convictions, its attorneys will pull out all the stops in an effort to find you guilty and send a message along the way. To walk out of court victorious, you will need CFTC enforcement attorneys who have handled these cases in the past and have a track record of success with their clients. Otherwise, fines and a prison sentence could be in your future.

Should you fail to take CFTC charges against you seriously, you run the risk of severe legal penalties. To keep this from happening, turn to CFTC enforcement attorneys you can trust to handle your case in a professional manner.

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